{"url_path":"/sec/secz/8-k/2026-07-08/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 Financial Statement and Exhibits.**","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-07-08","source_url":"https://www.sec.gov/Archives/edgar/data/2094496/0001213900-26-076444-index.html","accession_number":"0001213900-26-076444","cik":"0002094496","ticker":"SECZ","issuer_name":"Securitize Corp.","edgar_url":"https://www.sec.gov/Archives/edgar/data/2094496/0001213900-26-076444-index.html","primary_entity_key":"0002094496","primary_entity_name":"Securitize Corp."},"word_count":937,"has_tables":true,"body_markdown":"**Item\n9.01 Financial Statement and Exhibits.**\n\n** **\n\n**(a)\nFinancial Statements of Business Acquired.**\n\n** **\n\nThe\naudited consolidated financial statements of Securitize as of and for the years ended December 31, 2025 and 2024 and the related notes\nare included in the Proxy Statement/Prospectus beginning on page F-77 of the Proxy Statement/Prospectus and are incorporated herein by\nreference.\n\n \n\nThe\nunaudited condensed consolidated financial statements of Securitize as of March 31, 2026 and for the three months ended March 31, 2026\nand 2025 and the related notes are included in the Proxy Statement/Prospectus beginning on page F-47 of the Proxy Statement/Prospectus\nand are incorporated herein by reference.\n\n \n\nThe\naudited consolidated financial statements of CEPT as of and for the years ended December 31, 2025 and 2024 and the related notes are\nincluded in the Proxy Statement/Prospectus beginning on page F-25 of the Proxy Statement/Prospectus and are incorporated herein by reference.\n\n \n\nThe\nunaudited condensed consolidated financial statements of CEPT as of March 31, 2026 and for the three months ended March 31, 2026 and\n2025 and the related notes are included in the Proxy Statement/Prospectus beginning on page F-2 of the Proxy Statement/Prospectus and\nare incorporated herein by reference.\n\n \n\nThe\nunaudited financial statements of PubCo as of March 31, 2026 and for the three months ended March 31, 2026 and the related notes are\nincluded in the Proxy Statement/Prospectus beginning on page F-131 of the Proxy Statement/Prospectus and are incorporated herein by reference.\n\n \n\n**(b)\nPro Forma Financial Information.**\n\n** **\n\nThe\nunaudited pro forma condensed combined financial information of CEPT and Securitize as of and for the three months ended March 31, 2026\nand for the year ended December 31, 2025 is included as Exhibit 99.1 hereto and are incorporated herein by reference.\n\n \n\n10\n\n \n\n**(d)\nExhibits.**\n\n \n\n**Exhibit**\n \n \n \n**Incorporated\nby Reference**\n\n**Number**\n \n**Description**\n \n**Schedule/Form**\n \n**File\nNo.**\n \n**Exhibit**\n \n**Filing\nDate**\n\n†2.1**\n \n[Business Combination Agreement, dated as of October 27, 2025, by and among Cantor Equity Partners II, Inc., Securitize, Inc., Securitize Holdings, Inc., Company Merger Sub and SPAC Merger Sub (included as Annex A to the joint proxy statement/prospectus which is part of this registration statement and incorporated herein by reference)](https://www.sec.gov/Archives/edgar/data/1762096/000121390026008915/ea0264119-02.htm#T102)\n \nS-4/A\n \n333-293022\n \n2.1\n \n1/28/2026\n\n3.1\n \n[Amended and Restated Certificate of Incorporation](ea029723901ex3-1.htm)\n \n \n \n \n \n \n \n \n\n3.2\n \n[Amended and Restated Bylaws](ea029723901ex3-2.htm)\n \n \n \n \n \n \n \n \n\n10.1**\n \n[Form of Subscription Agreement by and among Cantor Equity Partners II, Inc., Securitize, Inc., Securitize Holdings, Inc. and the parties thereto](https://www.sec.gov/Archives/edgar/data/1762096/000121390026008915/ea0264119-02.htm#T107)\n \nS-4/A\n \n333-293022\n \n10.2\n \n1/28/2026\n\n10.2**\n \n[Form of Lock-Up Agreement](https://www.sec.gov/Archives/edgar/data/1762096/000121390026008915/ea0264119-02.htm#T108)\n \nS-4/A\n \n333-293022\n \nAnnex G\n \n1/28/2026\n\n10.3**\n \n[Form of Amended and Restated Registration Rights Agreement by and among Securitize Holdings, Inc. and the parties thereto](https://www.sec.gov/Archives/edgar/data/1762096/000121390026008915/ea0264119-02.htm#T106)\n \nS-4/A\n \n333-293022\n \n10.1\n \n1/28/2026\n\n10.4**\n \n[Form of Indemnification Agreement](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-6.htm)\n \nS-4/A\n \n333-293022\n \n10.6\n \n4/13/2026\n\n10.5**\n \n[Securitize Holdings, Inc. Omnibus Incentive Plan](https://www.sec.gov/Archives/edgar/data/1762096/000121390026059300/ea026411909ex10-7.htm)\n \nS-4/A\n \n333-293022\n \n10.7\n \n5/20/2026\n\n10.6**\n \n[Securitize Holdings, Inc. Employee Stock Purchase Plan](https://www.sec.gov/Archives/edgar/data/1762096/000121390026059300/ea026411909ex10-8.htm)\n \nS-4/A\n \n333-293022\n \n10.8\n \n5/20/2026\n\n^#10.7**\n \n[Platform Services, Transfer Agent and Registrar Agreement, dated as of March 14, 2024, by and between Securitize LLC and BlackRock USD Institutional Digital Liquidity Fund Ltd.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-9.htm)\n \nS-4/A\n \n333-293022\n \n10.9\n \n4/13/2026\n\n^#10.8**\n \n[Addendum No. 1 to Platform Services, Transfer Agent and Registrar Agreement, dated as of March 14, 2024, by and between Securitize, LLC and BlackRock USD Institutional Digital Liquidity Fund Ltd.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-10.htm)\n \nS-4/A\n \n333-293022\n \n10.10\n \n4/13/2026\n\n#10.9**\n \n[Addendum No. 2 to Platform Services, Transfer Agent and Registrar Agreement, dated July 3, 2024, by and between Securitize, LLC and BlackRock USD Institutional Digital Liquidity Fund Ltd.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-11.htm)\n \nS-4/A\n \n333-293022\n \n10.11\n \n4/13/2026\n\n#10.10**\n \n[Addendum No. 3 to Platform Services, Transfer Agent and Registrar Agreement, dated January 13, 2025, by and between Securitize, LLC and BlackRock USD Institutional Digital Liquidity Fund Ltd.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-12.htm)\n \nS-4/A\n \n333-293022\n \n10.12\n \n4/13/2026\n\n#10.11**\n \n[Addendum No. 4 to Platform Services, Transfer Agent and Registrar Agreement, dated September 22, 2025, by and between Securitize, LLC and BlackRock USD Institutional Digital Liquidity Fund Ltd.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-13.htm)\n \nS-4/A\n \n333-293022\n \n10.13\n \n4/13/2026\n\n^#10.12**\n \n[Placement Agreement, dated as of January 24, 2024, by and between Securitize Markets, LLC and BlackRock Financial Management, Inc.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-14.htm)\n \nS-4/A\n \n333-293022\n \n10.14\n \n4/13/2026\n\n10.13**\n \n[Amendment to Placement Agreement, dated as of October 1, 2024, by and between Securitize Markets, LLC and BlackRock Financial Management, Inc.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-15.htm)\n \nS-4/A\n \n333-293022\n \n10.15\n \n4/13/2026\n\n#10.14**\n \n[Addendum No. 1 to Placement Agreement, dated as of September 19, 2025, by and between Securitize Markets, LLC and BlackRock Financial Management, Inc.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026042685/ea026411904ex10-16.htm)\n \nS-4/A\n \n333-293022\n \n10.16\n \n4/13/2026\n\n10.15**\n \n[Master Software as a Service Agreement, dated as of August 17, 2023, by and between Securitize, Inc. and Fireblocks, Inc.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026059300/ea026411909ex10-17.htm)\n \nS-4/A\n \n333-293022\n \n10.17\n \n5/20/2026\n\n16.1\n \n[Letter from Wolf & Company, P.C. to the Securities and Exchange Commission dated January 28, 2026.](https://www.sec.gov/Archives/edgar/data/1762096/000121390026008915/ea026411902ex16-1_securitize.htm)\n \nS-4/A\n \n333-293022\n \n16.1\n \n1/28/2026\n\n21.1\n \n[List of Subsidiaries of Securitize Corp.](ea029723901ex21-1.htm)\n \n \n \n \n \n \n \n \n\n99.1\n \n[Unaudited pro forma condensed combined financial information of CEPT and Securitize as of and for the three months ended March 31, 2026 and for the year ended December 31, 2025](ea029723901ex99-1.htm)\n \n \n \n \n \n \n \n \n\n104\n \nCover Page Interactive Data File (embedded within the\nInline XBRL document).\n \n \n \n \n \n \n \n \n\n \n\n†Schedules\nto this exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant hereby agrees to furnish\na copy of any omitted schedules to the SEC upon request.\n\n \n\n**Previously\nfiled.\n\n \n\n^Certain\nschedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant hereby agrees to furnish a copy of\nany omitted schedules to the SEC upon request.\n\n \n\n#Portions\nof this exhibit have been omitted because they are both (i) not material and (ii) would likely cause competitive harm to Securitize,\nInc. if publicly disclosed.\n\n11\n\n \n\n \n\n**SIGNATURES**\n\n \n\nPursuant\nto the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by\nthe undersigned hereunto duly authorized.\n\n \n\n \n**Securitize Corp.**\n\nDated: July 8, 2026\n \n\n \nBy:\n/s/ Carlos Domingo\n\n \nName: \nCarlos Domingo\n\n \nTitle:\nChief Executive Officer\n\n \n\n12"}