{"url_path":"/sec/ser/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1708599/0001708599-26-000035-index.html","accession_number":"0001708599-26-000035","cik":"0001708599","ticker":"SER","issuer_name":"Serina Therapeutics, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1708599/0001708599-26-000035-index.html","primary_entity_key":"0001708599","primary_entity_name":"Serina Therapeutics, Inc."},"word_count":319,"has_tables":true,"body_markdown":"Item 6. Exhibits\n\n  Incorporation By Reference\n\nExhibit NumberDescription of DocumentFormSEC\nFile No.ExhibitFiling Date\n\n3.1\n[Amended and Restated Bylaws of Serina Therapeutics, Inc., adopted April 15, 2026.](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000027/ex31-changexproredlinexser.htm)\n8-K\n001-38519\n3.14/21/2026\n\n4.1\n[Form of Pre-Funded Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex41_serinapre-fundedwarra.htm)\n\n8-K\n\n001-38519\n4.13/23/2026\n\n4.2\n[Form of](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex42_serina-formofprivatew.htm)[Redeemable Common Stock Purchase Warrant](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex42_serina-formofprivatew.htm)\n\n8-K\n\n001-38519\n4.23/23/2026\n\n10.1\n[Form](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex101_serina-pipesecuritie.htm)[of](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex101_serina-pipesecuritie.htm)[Securities Purchase Agreement](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex101_serina-pipesecuritie.htm)\n8-K001-3851910.13/23/2026\n\n10.2\n[Form of Registration Rights Agreement](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex102_serina-piperegistrat.htm)\n\n8-K\n001-3851910.23/23/2026\n\n10.3\n[Form of Amendment to Senior Unsecured Convertible Promissory Note](https://www.sec.gov/Archives/edgar/data/1708599/000170859926000010/ex103_serina-amendmenttoco.htm)\n\n8-K\n001-3851910.33/23/2026\n\n31.1*\n[Rule 13a-14(a)/15d-14(a) Certification of the Chief Executive Officer](ser-20260331xexx311.htm)\n\n31.2*\n[Rule 13a-14(a)/15d-14(a) Certification of the Chief Financial Officer](ser-20260331xexx312.htm)\n\n32**\n[Section 1350 Certification](ser-20260331xexx32.htm)\n\n101.INS*Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)\n\n101.SCH*Inline XBRL Taxonomy Extension Schema\n\n101.CAL*Inline XBRL Taxonomy Extension Calculation Linkbase\n\n101.DEF*Inline XBRL Taxonomy Extension Definition Linkbase\n\n101.LAB*Inline XBRL Taxonomy Extension Label Linkbase\n\n101.PRE*Inline XBRL Taxonomy Extension Presentation Linkbase\n\n104Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)\n\n*Filed herewith.\n\n**Furnished herewith.\n\n†Certain schedules and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the Securities and Exchange Commission on request.\n\n#Schedules and exhibits to this Exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished to the Securities and Exchange Commission or its staff upon request.\n\n‡Management contract or compensatory plan.\n\n37\n\n[Table of Contents](#i6128db602b644f7faf6d05e37f43917b_7)\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\nSERINA THERAPEUTICS, INC.\n\nDate: May 14, 2026\n/s/ Steve Ledger\n\nSteve Ledger\n\nChief Executive Officer\n\nDate: May 14, 2026\n\n/s/ Gregory S. Curhan\n\nGregory S. Curhan\n\nChief Financial Officer and Principal Accounting Officer\n\n38"}