{"url_path":"/sec/snrg/10-k/2026/item-15","section_key":"item-15","section_title":"Item 15 *****Exhibits, Financial Statement Schedules***","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-07-14","source_url":"https://www.sec.gov/Archives/edgar/data/1652539/0001062993-26-003641-index.html","accession_number":"0001062993-26-003641","cik":"0001652539","ticker":"SNRG","issuer_name":"SusGlobal Energy Corp.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1652539/0001062993-26-003641-index.html","primary_entity_key":"0001652539","primary_entity_name":"SusGlobal Energy Corp."},"word_count":1428,"has_tables":true,"body_markdown":"**Item 15.*****Exhibits, Financial Statement Schedules***\n\n        (a) (1) Consolidated Financial Statements:\n\n        The financial statements filed as part of this report are listed separately in the Index to Financial Statements.\n\n        (a) (2) Consolidated Financial Statement Schedules:\n\n        None\n\n        (a) (3) Exhibits:\n\n**Exhibit No.**\n**Description [NTD - any of the Exhibit 4s and 10s that are no longer in effect can be deleted]**\n\n \n \n\n[3.1](http://www.sec.gov/Archives/edgar/data/1652539/000106299317002821/exhibit3-1.htm)\n[Form of Certificate of Incorporation of SusGlobal Energy Corp. (filed as Exhibit 3.1 to the Registrant's Post Effective Amendments for Registration Statement filed with the SEC on June 7, 2017 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299317002821/exhibit3-1.htm)\n\n \n \n\n[3.2](http://www.sec.gov/Archives/edgar/data/1652539/000106299316012809/exhibit3-2.htm)\n[Form of Bylaws of SusGlobal Energy Corp. (filed as Exhibit 3.2 to the Registrant's S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299316012809/exhibit3-2.htm)\n\n \n \n\n[4.1](http://www.sec.gov/Archives/edgar/data/1652539/000106299316012809/exhibit4-1.htm)\n[Specimen Common Stock certificate (filed as Exhibit 4.1 to the Registrant's S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299316012809/exhibit4-1.htm)\n\n \n \n\n[4.2](http://www.sec.gov/Archives/edgar/data/1652539/000106299321003657/exhibit4-4.htm)\n[Description of Registrant's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (filed as Exhibit 4.2 to the Registrant's 10-K filed with the SEC on April 15, 2021 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299321003657/exhibit4-4.htm)\n\n \n \n\n[4.3](http://www.sec.gov/Archives/edgar/data/1652539/000106299321007784/exhibit4-1.htm)\n[Mortgage Increase. (Filed as Exhibit 4.6 to the Registrant's Form 8-K. (filed with the SEC on August 20, 2021).](http://www.sec.gov/Archives/edgar/data/1652539/000106299321007784/exhibit4-1.htm)\n\n \n\n79\n\n[4.4](http://www.sec.gov/Archives/edgar/data/1652539/000106299321010528/exhibit4-1.htm)\n[Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on November 3, 2021 (filed as Exhibit 4.8 to the Registrant's 8-K filed with the SEC on November 9, 2021 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299321010528/exhibit4-1.htm)\n\n \n \n\n[4.5](http://www.sec.gov/Archives/edgar/data/1652539/000106299321012448/exhibit4-1.htm)\n[Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on December 2, 2021 (filed as Exhibit 4.9 to the Registrant's 8-K filed with the SEC on December 8, 2021 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299321012448/exhibit4-1.htm)\n\n \n \n\n[4.6](http://www.sec.gov/Archives/edgar/data/1652539/000106299322007676/exhibit4-1.htm)\n[Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on March 8, 2022 (filed as Exhibit 4.10 to the Registrant's 8-K filed with the SEC on March 15, 2022 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299322007676/exhibit4-1.htm)\n\n \n \n\n[4.7](http://www.sec.gov/Archives/edgar/data/1652539/000106299322007676/exhibit4-1.htm)\n[Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on March 8, 2022 (filed as Exhibit 4.11 to the Registrant's Form 8-K filed with the SEC on March 15, 2022 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299322007676/exhibit4-1.htm)\n\n \n \n\n[4.8](http://www.sec.gov/Archives/edgar/data/1652539/000106299322015673/exhibit4-1.htm)\n[Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on June 2022 (filed as Exhibit 4.12 to the Registrant's Form 8-K filed with the SEC on June 30, 2022 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299322015673/exhibit4-1.htm)\n\n \n \n\n[4.9](http://www.sec.gov/Archives/edgar/data/1652539/000106299322019827/exhibit4-1.htm)\n[Amendments to the OID Convertible Promissory Notes, dated September 15, 2022 (filed as Exhibit 4.13 to the Registrant's Form 8-K Filed with the SEC on September 21, 2022.](http://www.sec.gov/Archives/edgar/data/1652539/000106299322019827/exhibit4-1.htm)\n\n \n \n\n[4.10](http://www.sec.gov/ix?doc=/Archives/edgar/data/1652539/000106299323000509/form8k.htm)\n[Amendments to the OID Convertible Promissory notes, dated December 22, 2022 and December 29, 2022 (filed as Exhibit 4.14 to the Registrant's Form 8-K filed with the SEC on January 5, 2023 and incorporated by reference).](http://www.sec.gov/ix?doc=/Archives/edgar/data/1652539/000106299323000509/form8k.htm)\n\n \n \n\n[4.11](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-13.htm)\n[Mortgage charge dated November 2, 2023, by R. Williamson Consultants Ltd., P.I.C.K.S. Inc., and 2654666 Ontario Inc., (the lenders) and SusGlobal Energy Canada Corp., (the borrower-2nd mortgage) and 1684567 Ontario Inc., (collateral 3rd mortgage).](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-13.htm)\n\n \n \n\n[4.12](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-14.htm)\n[Mortgage renewal/extension agreement dated December 1, 2023, between R. Williamson Consultants Limited., P.I.C.K.S. Inc., Canada Western Trust Company (107861, 107862, 107863, 111,831, 113116 and 117354), Giovanni and Assunta Paglia, Joanne Brocca, Steve Silvani and Katelyn, (the lenders) and 1684567 Ontario Inc., and SusGlobal Energy Belleville Ltd., (the borrowers) and SusGlobal Energy Corp., (the guarantor).](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-14.htm)\n\n \n \n\n[4.13](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-15.htm)\n[Form of Convertible Promissory Note issued by SusGlobal Energy Corp., on April 12, 2024.](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-15.htm)\n\n \n \n\n[4.14](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-16.htm)\n[Promissory note between SusGlobal Energy Canada Corp., and Marc Hazout, dated December 6, 2023.](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-16.htm)\n\n \n \n\n[4.15](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-17.htm)\n[Promissory note between SusGlobal Energy Canada Corp., and Marc Hazout, dated January 9, 2024.](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-17.htm)\n\n \n \n\n[4.16](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-18.htm)\n[Mortgage agreement dated April 2, 2024 between R. Williamson Consultants Limited, P.I.C.K.S. Inc., and Treegrove Enterprises Inc., (the lenders) and 1684567 Ontario Inc., (the borrower).](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit4-18.htm)\n\n \n \n\n[4.17](http://www.sec.gov/Archives/edgar/data/1652539/000106299324012177/exhibit4-1.htm)\n[First amendment, dated May 23, 2024, to convertible promissory note by and between SusGlobal Energy Corp., and AJB Capital Investments LLC, on April 12, 2024 (filed as Exhibit 4.1 to the Registrant's Form 10-Q filed with the SEC on June 7, 2024 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299324012177/exhibit4-1.htm)\n\n \n\n80\n\n[10.1](http://www.sec.gov/Archives/edgar/data/1652539/000106299319003442/exhibit10-3.htm)\n[Loan/Mortgage Commitment between Table Rock Holdings Inc., 1916761 Ontario Limited and D&D Brannan Consultants Inc., (the lenders) and 1684567 Ontario Inc., and SusGlobal Energy Belleville Ltd. (the borrowers) and SusGlobal Energy Corp. (the guarantor) (filed as Exhibit 10.1 to the Registrant's Form 10-Q filed with the SEC on August 14, 2019 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299319003442/exhibit10-3.htm)\n\n \n \n\n[10.2](http://www.sec.gov/Archives/edgar/data/1652539/000106299320001675/exhibit10-41.htm)\n[General Security Agreement between Table Rock Holdings Inc., P.I.C.K.S. Inc., Canadian Western Trust Company, Giovanni and Assunta Paglia, Bob MacNelly and Shanna Young (the Secured Party), 1684567 Ontario Inc. (the Debtor) and SusGlobal Energy Corp., (the Guarantor) (filed as Exhibit 10.2 to the Registrant's Form 10-K filed with the SEC on April 7, 2020 and incorporated herein by reference).).](http://www.sec.gov/Archives/edgar/data/1652539/000106299320001675/exhibit10-41.htm)\n\n \n \n\n[10.3](http://www.sec.gov/Archives/edgar/data/1652539/000106299321007784/exhibit10-1.htm)\n[Guarantee by and between SusGlobal Energy Corp., and Private Lenders, dated August 13, 2021. (Filed as Exhibit 10.3 to the Registrant's Form 8-K filed with the SEC on August 20, 2021).](http://www.sec.gov/Archives/edgar/data/1652539/000106299321007784/exhibit10-1.htm)\n\n \n \n\n[10.4](http://www.sec.gov/Archives/edgar/data/1652539/000106299322007676/exhibit10-1.htm)\n[Form of Securities Purchase Agreement, effective March 8, 2022 (filed as Exhibit 10.5 to the Registrant's Form 8-K filed with the SEC on March 15, 2022).](http://www.sec.gov/Archives/edgar/data/1652539/000106299322007676/exhibit10-1.htm)\n\n \n \n\n[10.5](http://www.sec.gov/Archives/edgar/data/1652539/000106299322015673/exhibit10-1.htm)\n[Form of Securities Purchase Agreement, signed in June 2022 (filed as Exhibit 10.6 to the Registrant's Form 8-K filed with the SEC on June 30, 2022 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299322015673/exhibit10-1.htm)\n\n \n \n\n[10.6**](http://www.sec.gov/Archives/edgar/data/1652539/000106299323009243/exhibit10-7.htm)\n[Executive Chairman Consulting Agreement between SusGlobal Energy Canada Corp., Travellers International Inc. and Marc Hazout effective January 1, 2023.](http://www.sec.gov/Archives/edgar/data/1652539/000106299323009243/exhibit10-7.htm)\n\n \n \n\n[10.7**](http://www.sec.gov/Archives/edgar/data/1652539/000106299323009243/exhibit10-8.htm)\n[Executive Consulting Agreement between SusGlobal Energy Canada Corp., and Ike Makrimichalos effective January 1, 2023.](http://www.sec.gov/Archives/edgar/data/1652539/000106299323009243/exhibit10-8.htm)\n\n \n \n\n[10.8](http://www.sec.gov/Archives/edgar/data/1652539/000106299323009243/exhibit10-9.htm)\n[Mortgage Commitment between R. Williamson Consultants Limited., P.I.C.K.S. Inc., and Canadian Western Trust Company (the lenders\") and 1684567 Ontario Inc. (the \"borrower\") and SusGlobal Energy Corp. (the \"guarantor\"), on March 1, 2023.](http://www.sec.gov/Archives/edgar/data/1652539/000106299323009243/exhibit10-9.htm)\n\n \n \n\n[10.9](http://www.sec.gov/Archives/edgar/data/1652539/000106299323020761/exhibit10-3.htm)\n[Mortgage commitment by and between R. Williamson Consultants Limited, P.I.C.K.S. Inc., and 2654666 Ontario Inc., (the lenders) and 1684567 Ontario Inc., (the borrower) and SusGlobal Energy Canada Corp., (the guarantor) on November 2, 2023 for the land purchase (Filed as Exhibit 10.3 to the Registrant's Form 10-Q filed with the SEC on November 14, 2023 and incorporated by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299323020761/exhibit10-3.htm)\n\n \n \n\n[10.10](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit10-14.htm)\n[Form of Securities Purchase Agreement dated April 12, 2024.](http://www.sec.gov/Archives/edgar/data/1652539/000106299324010319/exhibit10-14.htm)\n\n \n \n\n[19.1](http://www.sec.gov/Archives/edgar/data/1652539/000106299325009309/exhibit19-1.htm)\n[Insider Trading Policy (Filed as Exhibit 19.1 to the Registrant's Form 10-K filed with the SEC on May 14, 2025 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299325009309/exhibit19-1.htm)\n\n \n \n\n[14.1](http://www.sec.gov/Archives/edgar/data/1652539/000106299319001496/exhibit14-1.htm)\n[Code of Ethics. (Filed as Exhibit 14.1 to the Registrant's Form 10-K filed with the SEC on April 1, 2019 and incorporated herein by reference).](http://www.sec.gov/Archives/edgar/data/1652539/000106299319001496/exhibit14-1.htm)\n\n \n \n\n[21.1](http://www.sec.gov/Archives/edgar/data/1652539/000106299322010213/exhibit21.htm)\n[Subsidiaries of the Registrant (filed as Exhibit 21 to the Registrant's Form 10-K filed with the SEC on April 14, 2022).](http://www.sec.gov/Archives/edgar/data/1652539/000106299322010213/exhibit21.htm)\n\n \n \n\n[31.1*](exhibit31-1.htm)\n[Certification by the Principal Executive Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).](exhibit31-1.htm)\n\n \n \n\n[31.2*](exhibit31-2.htm)\n[Certification by the Principal Financial Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).](exhibit31-2.htm)\n\n \n \n\n[32+](exhibit32-1.htm)\n[Certification by the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes- Oxley Act of 2002.](exhibit32-1.htm)\n\n \n\n81\n\n101.INS*\nInline XBRL Instance Document-the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document\n\n \n \n\n[101.SCH*](susg-20251231.xsd)\n[Inline XBRL Taxonomy Extension Schema Document](susg-20251231.xsd)\n\n \n \n\n[101.CAL*](susg-20251231_cal.xml)\n[Inline XBRL Taxonomy Extension Calculation Linkbase Document](susg-20251231_cal.xml)\n\n \n \n\n[101.DEF*](susg-20251231_def.xml)\n[Inline XBRL Taxonomy Extension Definition Linkbase Document](susg-20251231_def.xml)\n\n \n \n\n[101.LAB*](susg-20251231_lab.xml)\n[Inline XBRL Taxonomy Extension Label Linkbase Document](susg-20251231_lab.xml)\n\n \n \n\n[101.PRE*](susg-20251231_pre.xml)\n[Inline XBRL Taxonomy Extension Presentation Linkbase Document](susg-20251231_pre.xml)\n\n \n \n\n104\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)\n\n \n\n*\nFiled herewith.\n\n**\nManagement contract or compensatory plan or arrangement.\n\n+\nIn accordance with SEC Release 33-8238, Exhibit 32 is being furnished and not filed.\n\n \n\n82\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\n \nSUSGLOBAL ENERGY CORP.\n\n \n \n \n\nJuly 14, 2026\nBy:\n/s/ Marc Hazout\n\n \n \nMarc Hazout\n\n \n \nExecutive Chairman, President and Chief Executive Officer\n\n \n \n \n\n \n \n \n\nJuly 14, 2026\nBy:\n/s/ Ike Makrimichalos\n\n \n \nIke Makrimichalos\n\n \n \nChief Financial Officer (Principal\n\n \n \nFinancial and Accounting Officer)\n\nPursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons in the capacities and on the dates indicated.\n\nSignature\n \nTitle\n \nDate\n\n \n \n \n \n \n\n/s/ Marc Hazout\n \nChairman of the Board, President and Chief Executive Officer\n \nJuly 14, 2026\n\nMarc Hazout\n \n(principal executive officer) and Director\n \n \n\n \n \n \n \n \n\n \n \n \n \n \n\n/s/ Ike Makrimichalos\n \nChief Financial Officer\n \nJuly 14, 2026\n\nIke Makrimichalos\n \n(principal financial and accounting officer)\n \n \n\n \n \n \n \n \n\n \n \n \n \n \n\n/s/ Andrea Calla\n \nDirector\n \nJuly 14, 2026\n\nAndrea Calla\n \n \n \n \n\n \n \n \n \n \n\n \n \n \n \n \n\n/s/ Gary Herman\n \nDirector\n \nJuly 14, 2026\n\nGary Herman\n \n \n \n \n\n \n \n \n \n \n\n \n \n \n \n \n\n/s/ Susan Harte\n \nDirector\n \nJuly 14, 2026\n\nSusan Harte\n \n \n \n \n\n \n\n83"}