{"url_path":"/sec/stem/8-k/2026-06-03/item-5-07","section_key":"item-5-07","section_title":"Item 5.07 Submission of Matters to a Vote of Security Holders.","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-06-03","source_url":"https://www.sec.gov/Archives/edgar/data/1758766/0001758766-26-000059-index.html","accession_number":"0001758766-26-000059","cik":"0001758766","ticker":"STEM","issuer_name":"STEM, INC.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1758766/0001758766-26-000059-index.html","primary_entity_key":"0001758766","primary_entity_name":"STEM, INC."},"word_count":393,"has_tables":true,"body_markdown":"Item 5.07. Submission of Matters to a Vote of Security Holders.\n\nStem, Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders on June 3, 2026 (the “2026 Annual Meeting”), at which the Company’s stockholders voted on the following matters, which are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 24, 2026 (the “Proxy Statement”):\n\nProposal 1:    to elect the three Class II director nominees named in the Proxy Statement, to serve until the 2029 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified;\n\nProposal 2:    to approve an amendment and restatement of the Amended and Restated Stem, Inc. 2024 Equity Incentive Plan (the “Plan”) to increase the number of shares available for issuance by 425,000 shares and to extend the Plan term;\n\nProposal 3:    to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers; and\n\nProposal 4:    to ratify the selection of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.\n\nAt the 2026 Annual Meeting, a total of 4,532,097 shares of the Company’s common stock entitled to vote, or approximately 53% of the total shares entitled to vote, were present or represented by proxy.\n\nProposal 1 – Election of Directors. All of the Class II director nominees were elected to serve until the 2029 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, by the following votes:\n\nName\n\nVotes For\n\nVotes Withheld\n\nBroker Non-Votes\n\nIra Birns1,977,50765,2632,489,327\n\nAdam E. Daley\n1,852,248190,5222,489,327\n\nAnil Tammineedi1,827,044215,7262,489,327\n\nProposal 2 – Approval of an Amendment and Restatement of the Plan. Stockholders approved the amendment and restatement of the Plan by the following votes:\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\n1,645,467387,9429,3612,489,327\n\nProposal 3 – Non-Binding, Advisory Approval of the Compensation of the Company’s Named Executive Officers. Stockholders approved, on a non-binding, advisory basis, the compensation of the Company’s named executive officers by the following votes:\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\n1,891,571128,69222,5072,489,327\n\n3\n\nProposal 4 – Ratification of RSM US LLP as the Company’s Independent Auditor for 2026. Stockholders ratified the selection of RSM US LLP as the Company’s independent auditor for the fiscal year ending December 31, 2026, by the following votes:\n\nVotes For\n\nVotes Against\n\nAbstentions\n\nBroker Non-Votes\n\n4,330,718148,53352,846—"}