{"url_path":"/sec/suig/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1425355/0001654954-26-004627-index.html","accession_number":"0001654954-26-004627","cik":"0001425355","ticker":"SUIG","issuer_name":"SUI Group Holdings Ltd.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1425355/0001654954-26-004627-index.html","primary_entity_key":"0001425355","primary_entity_name":"SUI Group Holdings Ltd."},"word_count":563,"has_tables":true,"body_markdown":"**ITEM 6. EXHIBITS**\n\n \n\n**Exhibit**\n**Number**\n\n**Description**\n\n[3.1](http://www.sec.gov/Archives/edgar/data/1425355/000114420413003664/v332816_ex3-1.htm)\n\n[Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on January 23, 2013).](http://www.sec.gov/Archives/edgar/data/1425355/000114420413003664/v332816_ex3-1.htm)\n\n[3.2](http://www.sec.gov/Archives/edgar/data/1425355/000110465922089262/tm2223211d1_ex3-1.htm)\n\n \n\n[Articles of Amendment to Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on August 11, 2022).](http://www.sec.gov/Archives/edgar/data/1425355/000110465922089262/tm2223211d1_ex3-1.htm)\n\n[3.3](http://www.sec.gov/Archives/edgar/data/1425355/000121390025080829/ea025459301ex3-1_suigroup.htm)\n\n \n\n[Articles of Amendment to Amended and Restated Articles of Incorporation. (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on August 26, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000121390025080829/ea025459301ex3-1_suigroup.htm)\n\n[3.4](http://www.sec.gov/Archives/edgar/data/1425355/000121390025096622/ea026039001ex3-1_suigroup.htm)\n\n \n\n[Articles of Amendment to Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on October 6, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000121390025096622/ea026039001ex3-1_suigroup.htm)\n\n[3.5](http://www.sec.gov/Archives/edgar/data/1425355/000165495425006940/mcvt_ex31.htm)\n\n \n\n[Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on June 13, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425006940/mcvt_ex31.htm)\n\n[3.6](http://www.sec.gov/Archives/edgar/data/1425355/000165495425009666/mcvt_ex31.htm)\n\n \n\n[Amended and Restated Bylaws (incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q filed with the SEC on August 14, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425009666/mcvt_ex31.htm)\n\n[4.1](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex41.htm)\n\n \n\n[Form of Pre-Funded Common Stock Purchase Agreement Warrant (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 31, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex41.htm)\n\n[4.2](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex42.htm)\n\n \n\n[Form of Lead Investor Warrant (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 31, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex42.htm)\n\n[4.3](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex43.htm)\n\n[ ](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex43.htm)\n\n[Form of Foundation Investor Warrant (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 31, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex43.htm)\n\n[4.4](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex44.htm)\n\n \n\n[Form of Management Warrant (incorporated by reference to Exhibit 4.4 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 31, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex44.htm)\n\n[4.5](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex45.htm)\n\n \n\n[Form of Advisor Warrant (incorporated by reference to Exhibit 4.5 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 31, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex45.htm)\n\n[4.6](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex46.htm)\n\n \n\n[Form of Placement Agent Warrant (incorporated by reference to Exhibit 4.6 to the Registrant’s Current Report on Form 8-K filed with the SEC on July 31, 2025).](http://www.sec.gov/Archives/edgar/data/1425355/000165495425008758/mcvt_ex46.htm)\n\n10.1\n\n \n\nWarrant Agreement, dated January 5, 2026, between Sui Group Holdings Limited and Brian Quintenz (incorporated by reference to Exhibit 10.25 to the Registrant’s Annual Report on Form 10-K filed with the SEC on February 27, 2026).\n\n[10.2*](suig_ex102.htm)\n\n \n\n[Investor Rights Agreement, dated July 31 ,2025, between Sui Group Holdings Limited (f/k/a Mill City Ventures III, Ltd.) and Sui Foundation.](suig_ex102.htm)\n\n[10.3*](suig_ex103.htm)\n\n \n\n[Investor Rights Agreement, dated July 31 ,2025, between Sui Group Holdings Limited (f/k/a Mill City Ventures III, Ltd.) and Karatage Opportunities.](suig_ex103.htm)\n\n[31.1* ](suig_ex311.htm)\n\n[Section 302 Certification of the Chief Executive Officer](suig_ex311.htm)\n\n[31.2* ](suig_ex312.htm)\n\n[Section 302 Certification of the Chief Financial Officer](suig_ex312.htm)\n\n[32.1* ](suig_ex321.htm)\n\n[Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. §1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](suig_ex321.htm)\n\n                             \n\n* Filed herewith\n\n \n\n \n\n27\n\n*Table of Contents*\n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\nSUI GROUP HOLDINGS LIMITED\n\n \n\n \n\n \n\n \n\n \n\nDate: May 8, 2026\n\nBy:\n\n/s/ Douglas M. Polinsky\n\n \n\n \n\n \n\nDouglas M. Polinsinky\n\n \n\n \n\n \n\n*Chief Executive Officer*\n\n \n\n \n\n \n\n \n\n \n\nDate: May 8, 2026\n\nBy:\n\n/s/ Joseph A. Geraci, II\n\n \n\n \n\n \n\nJoseph A. Geraci, II\n\n \n\n \n\n \n\n*Chief Financial Officer*\n\n \n\n \n\n \n\n28"}