{"url_path":"/sec/umbf/10-k/2026/item-12","section_key":"item-12","section_title":"Item 12 SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS","topic":"sec","document":{"doc_type":"10-K","doc_date":"2026-02-26","source_url":"https://www.sec.gov/Archives/edgar/data/101382/0001193125-26-076496-index.html","accession_number":"0001193125-26-076496","cik":"0000101382","ticker":"UMBF","issuer_name":"UMB FINANCIAL CORP","edgar_url":"https://www.sec.gov/Archives/edgar/data/101382/0001193125-26-076496-index.html","primary_entity_key":"0000101382","primary_entity_name":"UMB FINANCIAL CORP"},"word_count":316,"has_tables":true,"body_markdown":"## ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS\n\nSecurity Ownership of Certain Beneficial Owners\n\nThe information required by this item is incorporated herein by reference to the Company's Proxy Statement for the 2026 Annual Meeting of Shareholders to information to be included under the caption \"Stock Ownership - Principal Shareholders,\" which will be provided to shareholders within 120 days after December 31, 2025.\n\nSecurity Ownership of Management\n\nThe information required by this item is incorporated herein by reference to the Company's Proxy Statement for the 2026 Annual Meeting of Shareholders, which will be provided to shareholders within 120 days after December 31, 2025, under the caption \"Stock Ownership – Stock Owned by Directors, Nominees, and Executive Officers.\"\n\n153\n\n \n\nThe following table summarizes shares authorized for issuance under the Company’s equity compensation plans as of December 31, 2025:\n\n \n\nPlan Category\n\n \n\nNumber of securities to be issued upon exercise of outstanding options, warrants and rights\n(a) (ii)\n\n \n\n \n\nWeighted average exercise price of outstanding options, warrants and rights\n(b) (iii)\n\n \n\n \n\nNumber of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))\n(c)\n\n \n\nEquity compensation plans approved by security holders\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n2005 Long Term Incentive Plan\n\n \n\n \n\n19,308\n\n \n\n \n\n$\n\n67.16\n\n \n\n \n\nNone\n\n \n\n2018 Omnibus Incentive Compensation Plan\n\n \n\nNone\n\n \n\n \n\nNone\n\n \n\n \n\n \n\n1,808,357\n\n \n\nHTLF Compensation Plans (i)\n\n \n\n \n\n60,051\n\n \n\n \n\n \n\n88.80\n\n \n\n \n\n \n\n1,148,188\n\n \n\nEquity compensation plans not approved by security holders\n\n \n\nNone\n\n \n\n \n\nNone\n\n \n\n \n\nNone\n\n \n\nTotal\n\n \n\n \n\n79,359\n\n \n\n \n\n$\n\n83.53\n\n \n\n \n\n \n\n2,956,545\n\n \n\n(i) Includes the Heartland Financial USA, Inc. 2020 Long-Term Incentive Plan and the Heartland Financial USA, Inc. 2024 Long-Term Incentive Plan.\n\n(ii) For HTLF Plans, includes 55,089 RSUs and 4,962 stock options that were outstanding at December 31, 2025.\n\n(iii) Weighted average exercise price of stock options only.\n\n \n\n## For additional information concerning the Company’s equity compensation plans, see Note 11, “Employee Benefits,” in the Notes to the Consolidated Financial Statements provided in Item 8 of this report."}