{"url_path":"/sec/usbc/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-13","source_url":"https://www.sec.gov/Archives/edgar/data/1074828/0001074828-26-000027-index.html","accession_number":"0001074828-26-000027","cik":"0001074828","ticker":"USBC","issuer_name":"USBC, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1074828/0001074828-26-000027-index.html","primary_entity_key":"0001074828","primary_entity_name":"USBC, Inc."},"word_count":971,"has_tables":true,"body_markdown":"ITEM 6. EXHIBITS\n\nThe exhibits required to be filed herewith by Item 601 of Regulation S-K, as described in the following index of exhibits, are attached hereto unless otherwise indicated as being incorporated by reference, as follows:\n\n(a)Exhibits\n\nExhibit No.Description\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex31.htm)\n\n[Restated Articles of Incorporation, dated August 11, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K, filed August 14, 2023).](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex31.htm)\n\n[3.2](https://www.sec.gov/Archives/edgar/data/1074828/000165495425008797/knwn_ex31.htm)\n\n[Certificate of Amendment to Articles of Incorporation, dated July 31, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K, filed August 1, 2025).](https://www.sec.gov/Archives/edgar/data/1074828/000165495425008797/knwn_ex31.htm)\n\n[3.3](https://www.sec.gov/Archives/edgar/data/1074828/000165495425009164/knwn_ex31.htm)\n\n[Certificate of Amendment of Articles of Incorporation, dated August 6, 2025 (incorporated by reference to the Company’s Current Report on Form 8-K, filed August 7, 2025).](https://www.sec.gov/Archives/edgar/data/1074828/000165495425009164/knwn_ex31.htm)\n\n34\n\n[Table of Content](#ic5a42df560064bc5acef88b220b68ff5_7)[s](#ic5a42df560064bc5acef88b220b68ff5_7)\n\n[3.4](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex34.htm)\n\n[Amended and Restated Series C Certificate of Designation, dated August 11, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K filed August 14, 2023).](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex34.htm)\n\n[3.5](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex36.htm)\n\n[Third Amended and Restated Series D Certificate of Designation, dated August 11, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K filed August 14, 2023).](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex36.htm)\n\n[3.6](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex35.htm)\n\n[Series D Certificate of Correction of Know Labs, Inc., dated August 11, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K filed August 14, 2023).](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex35.htm)\n\n[3.7](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex33.htm)\n\n[Series C Certificate of Correction of Know Labs, Inc., dated August 11, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K filed August 14, 2023).](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex33.htm)\n\n[3.8](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex37.htm)\n\n[Certificate of Withdrawal of Series F Preferred Stock, dated August 10, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K filed August 14, 2023).](https://www.sec.gov/Archives/edgar/data/1074828/000165495423010775/know_ex37.htm)\n\n[3.9](https://www.sec.gov/Archives/edgar/data/1074828/000116169718000395/ex_10-1.htm)\n\n[Certificate of Designation of Series F Preferred Stock (incorporated by reference to the Company’s Current Report on Form 8-K, filed August 3, 2018).](https://www.sec.gov/Archives/edgar/data/1074828/000116169718000395/ex_10-1.htm)\n\n[3.1](https://www.sec.gov/Archives/edgar/data/1074828/000165495424013513/knwn_ex31.htm)[0](https://www.sec.gov/Archives/edgar/data/1074828/000165495424013513/knwn_ex31.htm)\n\n[Certificate of Amendment to Articles of Incorporation, dated October 29, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed, filed October 30, 2024).](https://www.sec.gov/Archives/edgar/data/1074828/000165495424013513/knwn_ex31.htm)\n\n[3.11](https://www.sec.gov/Archives/edgar/data/1074828/000116169725000467/ex_3-1.htm)\n\n[Certificate, Amendment or Withdrawal of Designation, relating to the Series C Preferred Stock, filed with the Secretary of State of Nevada on December 11, 2025 (incorporated by reference to the Company’s Form 8-K, filed December 17, 2025).](https://www.sec.gov/Archives/edgar/data/1074828/000116169725000467/ex_3-1.htm)\n\n[3.12](https://www.sec.gov/Archives/edgar/data/1074828/000116169725000467/ex_3-2.htm)\n\n[Certificate, Amendment or Withdrawal of Designation, relating to the Series D Preferred Stock, filed with the Secretary of State of Nevada on December 11, 2025 (incorporated by reference to the Company’s Form 8-K, filed December 17, 2025).](https://www.sec.gov/Archives/edgar/data/1074828/000116169725000467/ex_3-2.htm)\n\n[3.13](https://www.sec.gov/Archives/edgar/data/1074828/000116169725000467/ex_3-3.htm)\n\n[Certificate, Amendment or Withdrawal of Designation, relating to the Series H Preferred Stock, filed with the Secretary of State of Nevada on December 11, 2025 (incorporated by reference to the Company’s Form 8-K, filed December 17, 2025).](https://www.sec.gov/Archives/edgar/data/1074828/000116169725000467/ex_3-3.htm)\n\n[3.14](https://www.sec.gov/Archives/edgar/data/1074828/000165495421012914/knwn_ex32.htm)\n\n[Second Amended and Restated Bylaws, dated October 15, 2021 (incorporated by reference to the Company’s Current Report on Form 8-K, filed December 7, 2021).](https://www.sec.gov/Archives/edgar/data/0001074828/000165495421012914/knwn_ex32.htm)\n\n[3.15](https://www.sec.gov/Archives/edgar/data/1074828/000165495425014138/usbc_ex314.htm)\n\n[Amendment to the Second Amended and Restated Bylaws, dated December 15, 2025 (incorporated by reference to the Company’s Annual Report on Form 10-K filed on December 19, 2025).](https://www.sec.gov/Archives/edgar/data/1074828/000165495425014138/usbc_ex314.htm)\n\n[10.1](https://www.sec.gov/Archives/edgar/data/1074828/000165495426002725/usbc_ex1033.htm)\n\n[Separation and General Release Agreement, dated January 6, 2026, by and between the Company and Kirk Chapman (incorporated by reference to the Company’s Transition Report on Form 10-K, filed March 25, 2026).](https://www.sec.gov/Archives/edgar/data/1074828/000165495426002725/usbc_ex1033.htm)\n\n[10.2](https://www.sec.gov/Archives/edgar/data/1074828/000165495426000601/usbc_101.htm)\n\n[Strategic Partnership Agreement, dated as of January 20, 2026, by and among the Company, Vast Bank and Uphold (incorporated by reference to Company’s Current Report on Form 8-K, filed January 26, 2026)](https://www.sec.gov/Archives/edgar/data/1074828/000165495426000601/usbc_101.htm)\n\n[10.3](https://www.sec.gov/Archives/edgar/data/1074828/000165495426002725/usbc_ex1035.htm)\n\n[Affiliate Services Agreement, dated March 18, 2026, between USBC, Inc. and Vast Holdings, Inc. (incorporated by reference to the Company’s Transition Report on Form 10-K, filed March 25, 2026).](https://www.sec.gov/Archives/edgar/data/1074828/000165495426002725/usbc_ex1035.htm)\n\n[10.4#](https://www.sec.gov/Archives/edgar/data/1074828/000165495426002725/usbc_ex1034.htm)\n\n[Master Loan Agreement, dated March 18, 2026, between USBC, Inc. and Payward Interactive, Inc. (incorporated by reference to the Company’s Transition Report on Form 10-K, filed March 25, 2026).](https://www.sec.gov/Archives/edgar/data/1074828/000165495426002725/usbc_ex1034.htm)\n\n[10.5#](https://www.sec.gov/Archives/edgar/data/1074828/000117184326002209/exh_101.htm)\n\n[Stock Purchase Agreement, dated March 27, 2026, by and among USBC, Inc., Particle, Inc., Particle Acquisition Corporation, and Ron Erickson (incorporated by reference to the Company’s Current Report on Form 8-K, filed April 2, 2026).](https://www.sec.gov/Archives/edgar/data/1074828/000117184326002209/exh_101.htm)\n\n[10.6†](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)\n\n[Separation and General Release Agreement, dated April 9, 2026, by and between the Company and Ronald Erickson.](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[(incorporated by reference to the Company’s Transition Report on Form 10-K](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[/A](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[, filed](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[April](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[2](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[7](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)[, 2026).](https://www.sec.gov/Archives/edgar/data/1074828/000107482826000020/exhibit1037usbc_ronalderic.htm)\n\n[31.1*](usbc-20260331x10qxexx311.htm)\n\n[Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](usbc-20260331x10qxexx311.htm)\n\n[31.2*](usbc-20260331x10qxexx312.htm)\n\n[Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](usbc-20260331x10qxexx312.htm)\n\n[32.1**](usbc-20260331x10qxexx321.htm)\n\n[Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](usbc-20260331x10qxexx321.htm)\n\n[32.2**](usbc-20260331x10qxexx322.htm)\n\n[Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](usbc-20260331x10qxexx322.htm)\n\n101.INS*Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because iXBRL tags are embedded within the Inline XBRL document).\n\n101.SCH*Inline XBRL Taxonomy Extension Schema Document\n\n35\n\n[Table of Content](#ic5a42df560064bc5acef88b220b68ff5_7)[s](#ic5a42df560064bc5acef88b220b68ff5_7)\n\n101.CAL*Inline XBRL Taxonomy Extension Calculation Linkbase Document\n\n101.DEF*Inline XBRL Taxonomy Extension Definition Linkbase Document\n\n101.LAB*Inline XBRL Taxonomy Extension Labels Linkbase Document\n\n101.PRE*Inline XBRL Taxonomy Extension Presentation Linkbase Document\n\n104*The Cover Page Interactive Data File, formatted in Inline XBRL (included within the Exhibit 101 attachments)\n\n*Filed herewith\n\n**Furnished herewith\n\n† Executive compensation plan or arrangement\n\n# Portions of this exhibit have been omitted pursuant to Rule 601(b)(10) of Regulation S-K. The omitted information is not material and would likely cause competitive harm to the registrant if publicly disclosed.\n\n36\n\n[Table of Content](#ic5a42df560064bc5acef88b220b68ff5_7)[s](#ic5a42df560064bc5acef88b220b68ff5_7)\n\nSIGNATURES\n\nIn accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\nDate: May 13, 2026\n\nUSBC, INC.\n\nBy:\n/s/ Robert Gregory Kidd\n\nName: Robert Gregory Kidd\n\nChief Executive Officer\n\n(Principal Executive Officer)\n\nDate: May 13, 2026\nBy:/s/ Kitty Payne\n\nName: Kitty Payne\n\nChief Financial Officer\n\n(Principal Financial and Accounting Officer)\n\ni"}