{"url_path":"/sec/viasp/10-k/2026/item-15","section_key":"item-15","section_title":"Item 15 Exhibits, Financial Statement Schedules","topic":"sec","document":{"doc_type":"10-K/A","doc_date":"2026-04-27","source_url":"https://www.sec.gov/Archives/edgar/data/1606268/0001606268-26-000020-index.html","accession_number":"0001606268-26-000020","cik":"0001606268","ticker":"VIASP","issuer_name":"Via Renewables, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1606268/0001606268-26-000020-index.html","primary_entity_key":"0001606268","primary_entity_name":"Via Renewables, Inc."},"word_count":960,"has_tables":true,"body_markdown":"Item 15. Exhibits, Financial Statement Schedules\n\n(1) The exhibits listed on the accompanying Exhibit Index are filed as part of, or incorporated by reference into, this Form 10-K/A.\n\nINDEX TO EXHIBITS\n\n  Incorporated by Reference\n\nExhibitExhibit DescriptionFormExhibit NumberFiling DateSEC File No.\n\n2.1\n[Agreement and Plan of Merger, dated as of December 29, 2023, by and among Retailco, LLC, NuRetailco LLC and Via Renewables, Inc.](https://www.sec.gov/Archives/edgar/data/1606268/000165495424000016/via_ex21.htm)\n8-K2.11/2/2024001-36559\n\n2.2\n[Asset Purchase Agreement by and between Tomorrow Energy Corp, as Seller, and Spark HoldCo, LLC, as Buyer, dated as of October 22, 2024](https://www.sec.gov/Archives/edgar/data/1606268/000165495424013344/via_ex21.htm)\n8-K2.110/25/2024001-36559\n\n3.1\n[Composite Amended and Restated Certificate of Incorporation of Via Renewables, Inc., as amended through March 21, 2023](https://www.sec.gov/Archives/edgar/data/1606268/000160626824000008/exhibit31-compositecertifi.htm)\n10-K3.12/29/2024001-36559\n\n3.2\n[Second Amended and Restated Bylaws of Via Renewables, Inc.](https://www.sec.gov/Archives/edgar/data/1606268/000160626821000082/viarenewables-bylaws8xkex.htm)\n8-K3.28/9/2021001-36559\n\n3.3\n[Certificate of Designations of Rights and Preferences of 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock.](https://www.sec.gov/Archives/edgar/data/1606268/000119312517081818/d355829dex5.htm)\n8-A53/14/2017001-36559\n\n4.1\n[Description of Securities](https://www.sec.gov/Archives/edgar/data/1606268/000160626824000022/via-descriptionofcapitalst.htm)\n10-Q4.18/1/2024001-36559\n\n10.1\n[Credit Agreement, dated June 30, 2022, by and among Via Renewables, Inc., Spark HoldCo, LLC, and the other subsidiaries of Via Renewables, Inc. and Spark HoldCo, LLC party thereto, as co-borrowers, Woodforest National Bank, as administrative agent, swing bank, swap bank, issuing bank, joint-lead arranger, sole bookrunner and syndication agent, BOKF, NA (d/b/a/ Bank of Texas), as joint-lead arranger and issuing bank, and the other financial institutions party thereto.](https://www.sec.gov/Archives/edgar/data/1606268/000160626822000053/exhibit101-viarenewablesxc.htm)\n8-K10.17/7/2022001-36559\n\n10.2\n[First Amendment to Credit Agreement, dated June 28, 2024, by and among Via Renewables, Inc., Spark HoldCo, LLC, and the other subsidiaries of Via Renewables, Inc. and Spark HoldCo, LLC party thereto, as co-borrowers, Woodforest National Bank, as administrative agent, swing bank, swap bank, issuing bank, joint-lead arranger, sole bookrunner and syndication agent, and the other financial institutions party thereto.](https://www.sec.gov/Archives/edgar/data/1606268/000165495424008373/via_ex101.htm)\n8-K10.16/28/2024001-36559\n\n10.3\n[Tax Receivable Agreement, dated as of August 1, 2014, by and among Spark Energy, Inc., Spark HoldCo LLC, NuDevco Retail Holdings, LLC, NuDevco Retail, LLC and W. Keith Maxwell III.](https://www.sec.gov/Archives/edgar/data/1606268/000119312514293754/d768423dex102.htm)\n8-K10.28/4/2014001-36559\n\n10.4\n[TRA Termination and Release Agreement, dated July 11, 2019, by and among Spark Energy, Inc., Spark HoldCo, LLC, Retailco, LLC, NuDevco Retail, LLC and W. Keith Maxwell III.](https://www.sec.gov/Archives/edgar/data/1606268/000160626819000089/traterminationagreement.htm)\n8-K10.17/17/2019001-36559\n\n10.5\n[Spark HoldCo. Third Amended and Restated Limited Liability Agreement, dated as of March 15, 2017, by and among Spark Energy, Inc., Retailco, LLC and NuDevco Retail, LLC.](https://www.sec.gov/Archives/edgar/data/1606268/000160626817000045/sparkenergyllcagreementex1.htm)\n10-Q10.15/8/2017001-36559\n\n10.6\n[Amendment No. 1, dated as of January 26, 2018, to Third Amended and Restated Limited Liability Company Agreement of Spark Holdco, LLC.](https://www.sec.gov/Archives/edgar/data/1606268/000160626818000010/amendmentno1tothirdrestate.htm)\n8-K10.11/26/2018001-36559\n\n10.7\n[Amendment No. 2 to the Third Amended and Restated Limited Liability Company Agreement of Spark Holdco, LLC, dated as of March 30, 2020, by and between Spark Energy, Inc., Spark HoldCo, LLC, NuDevco Retail, LLC and Retailco, LLC.](https://www.sec.gov/Archives/edgar/data/1606268/000160626820000030/amend2llcv2c-255747869xv1.htm)\n8-K10.14/3/2020001-36559\n\n10.8\n[Amended and Restated Subordinated Promissory Note (Note No. 8), dated June 28, 2024, by and among Via Renewables, Inc., Spark HoldCo, LLC and Retailco, LLC.](https://www.sec.gov/Archives/edgar/data/1606268/000165495424008373/via_ex102.htm)\n8-K10.26/28/2024001-36559\n\n10.9†\n[Indemnification Agreement, dated August 1, 2014, by and between Spark Energy, Inc. and W. Keith Maxwell III.](https://www.sec.gov/Archives/edgar/data/1606268/000119312514293754/d768423dex105.htm)\n8-K10.58/4/2014001-36559\n\n10.10†\n[Indemnification Agreement, dated August 29, 2019, by and among Spark Energy, Inc. and Amanda Bush](https://www.sec.gov/Archives/edgar/data/1606268/000160626819000105/indemnificationagreement-b.htm)\n8-K10.18/30/2019001-36559\n\n10.11†\n[Employment Agreement, effective as of March 13, 2020, by and between Spark Energy, Inc. and W. Keith Maxwell III.](https://www.sec.gov/Archives/edgar/data/1606268/000160626820000015/spark-employmentagreemento.htm)\n8-K10.13/19/2020001-36559\n\n10.12†\n[Employment Agreement, dated November 4, 2021, by and between Via Renewables, Inc. and Miguel “Mike” Barajas](https://www.sec.gov/Archives/edgar/data/1606268/000160626821000107/ex-105xmbarajasxemployment.htm)\n10-Q10.511/4/2021001-36559\n\n10.13†\n[Employment Agreement, dated November 4, 2021, by and between Via Renewables, Inc. and Paul Konikowski.](https://www.sec.gov/Archives/edgar/data/1606268/000160626821000110/pkonikowski-employmentagre.htm)\n8-K10.111/8/2021001-36559\n\n10.14†\n[Engagement Letter Agreement, dated August 27, 2020, by and among Spark Energy, Inc. and Good Counsel Legal Services, LLC](https://www.sec.gov/Archives/edgar/data/0001606268/000160626821000015/a1047engagementletter-good.htm)\n10-K10.473/4/2021001-36559\n\n10.15†\n[Amendment to Engagement Letter Agreement, dated August 1, 2021, by and between Good Counsel Legal Services, LLC and Spark Energy, LLC.](https://www.sec.gov/Archives/edgar/data/1606268/000160626821000107/exhibit103-amendmentxgoodc.htm)\n10-Q10.311/4/2021001-36559\n\n10.16\n[Amendment No. 2 to Engagement Letter Agreement, dated November 28, 2022, by and between Good Counsel Group LLC and Spark Energy, LLC.](https://www.sec.gov/Archives/edgar/data/1606268/000160626823000015/goodcounselamdno2112822.htm)\n10-Q10.15/4/2023001-36559\n\n10.17\n[Amendment to Engagement Letter Agreement, dated July 5, 2023, by and between Good Counsel Group, LLC and Spark Energy, LLC](https://www.sec.gov/Archives/edgar/data/1606268/000165495423008888/via_ex101.htm)\n8-K10.17/6/2023001-36559\n\n10.18\n[Letter Agreement dated June 23, 2005, by and among Via Renewables, Inc., Spark HoldCo, LLC, and the other subsidiaries of Via Renewables, Inc. and Spark HoldCo, LLC party thereto, as co-borrowers, Woodforest National Bank, as administrative agent, swing bank, swap bank, issuing bank, joint-lead arranger, sole bookrunner and syndication agent, and the other financial institutions party thereto, supplementing June 30, 2022 Credit Agreement.](https://www.sec.gov/ix?doc=/Archives/edgar/data/1606268/000165495425007431/via_8k.htm)\n8-K6/6/2025001-36559\n\n10.19†\n[Employment Agreement, effective as of December 1, 2025, by and between Via Renewables, Inc. and Paul Konikowski.](https://www.sec.gov/Archives/edgar/data/1606268/000160626825000037/a101-firstamendmenttoemplo.htm)\n8-K10.112/5/2025001-36559\n\n21.1*\n[List of Subsidiaries of Via Renewables, Inc.](https://www.sec.gov/Archives/edgar/data/1606268/000160626826000013/a211listofsubsidiariesofsp.htm)\n\n31.1***\n[Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934.](via-ex311x10xkax12312025.htm)\n\n31.2***\n[Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934.](via-ex312x10xkax12312025.htm)\n\n32**\n[Certifications pursuant to 18 U.S.C. Section 1350.](https://www.sec.gov/Archives/edgar/data/1606268/000160626826000013/a321certificationbytheceoa.htm)\n\n101.INS*XBRL Instance Document.\n\n101.SCH*XBRL Schema Document.\n\n101.CAL*XBRL Calculation Document.\n\n101.LAB*XBRL Labels Linkbase Document.\n\n101.PRE*XBRL Presentation Linkbase Document.\n\n101.DEF*XBRL Definition Linkbase Document.\n\n104*Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101.INS)\n\n* Filed with our Annual Report on Form 10-K for the year ended December 31, 2025 filed with the SEC on March 5, 2026\n\n** Furnished with our Annual Report on Form 10-K for the year ended December 31, 2025 filed with the SEC on March 5, 2026\n\n*** Filed herewith\n\n† Compensatory plan or arrangement\n\n+ Portions of this exhibit have been omitted and filed separately with the SEC pursuant to an order granting confidential treatment.\n\n# The registrant agrees to furnish supplementally a copy of any omitted schedule to the Commission upon request.\n\nSIGNATURES\n\nPursuant to the requirements of section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.\n\nApril 27, 2026Via Renewables, Inc.\n\nBy: /s/ Mike Barajas\n\nMike Barajas\n\nChief Financial Officer (Principal Financial Officer and Principal Accounting Officer)"}