{"url_path":"/sec/vivk/8-k/2026-05-14/item-3-02","section_key":"item-3-02","section_title":"Item 3.02 **","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1450704/0001829126-26-005245-index.html","accession_number":"0001829126-26-005245","cik":"0001450704","ticker":"VIVK","issuer_name":"Vivakor, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1450704/0001829126-26-005245-index.html","primary_entity_key":"0001450704","primary_entity_name":"Vivakor, Inc."},"word_count":91,"has_tables":true,"body_markdown":"**Item 3.02**\n**Unregistered Sales of Equity Securities**\n\n \n\nAs disclosed in Item 1.01,\non May 7, 2026, the Company entered into the SPA and issued the Notes, which securities contain a standard Rule 144 restrictive legend.\nThe Company will also issue the Facility Fee Shares or prefunded warrants to satisfy the Facility Fee, once the number of securities is\nascertainable. The issuance of the foregoing securities was exempt from registration pursuant to Section 4(a)(2) of the Securities Act\npromulgated thereunder as the holders are accredited investors and familiar with our operations.\n\n \n\n3"}