{"url_path":"/sec/vivk/8-k/2026-05-14/item-9-01","section_key":"item-9-01","section_title":"Item 9.01 **","topic":"sec","document":{"doc_type":"8-K","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1450704/0001829126-26-005245-index.html","accession_number":"0001829126-26-005245","cik":"0001450704","ticker":"VIVK","issuer_name":"Vivakor, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1450704/0001829126-26-005245-index.html","primary_entity_key":"0001450704","primary_entity_name":"Vivakor, Inc."},"word_count":131,"has_tables":true,"body_markdown":"**Item 9.01**\n**FINANCIAL STATEMENTS AND EXHIBITS.**\n\n \n\n(d)\nExhibits\n\n \n\n**Exhibit No.**\n \n**Title**\n\n10.1\n \n[Form of Securities Purchase Agreement dated May 7, 2026](vivakorinc_ex10-1.htm)\n\n10.2\n \n[Form of Convertible Promissory Note dated May 7, 2026](vivakorinc_ex10-2.htm)\n\n10.3\n \n[Form of Standby Equity Purchase Agreement dated May 7, 2026](vivakorinc_ex10-3.htm)\n\n99.1(1)\n \n[Press Release dated May 8, 2026 Announcing the RBW Offering and the SEPA](vivakorinc_ex99-1.htm)\n\n104\n \nCover Page Interactive Data File (formatted as Inline XBRL).\n\n \n\n \n\n(1) \nExhibit is furnished and not filed, as described in Item 7.01.\n\n \n\n4\n\n \n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.\n\n \n\n** **\n**VIVAKOR, INC.**\n\n \n \n \n\nDated: May 14, 2026\nBy:\n*/s/ James H. Ballengee*\n\n \n \nName: \nJames H. Ballengee\n\n \n \nTitle:\nChairman, President & CEO\n\n \n\n5"}