{"url_path":"/sec/vrm/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 Exhibits","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-15","source_url":"https://www.sec.gov/Archives/edgar/data/1580864/0001193125-26-224748-index.html","accession_number":"0001193125-26-224748","cik":"0001580864","ticker":"VRM","issuer_name":"Vroom, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1580864/0001193125-26-224748-index.html","primary_entity_key":"0001580864","primary_entity_name":"Vroom, Inc."},"word_count":662,"has_tables":true,"body_markdown":"Item 6. Exhibits\n\n \n\nINDEX TO EXHIBITS\n\n \n\nExhibit\n\nNumber\n\nExhibit Description\n\nForm\n\nFile No.\n\nExhibit\n\nFiling\n\nDate\n\nFiled Herewith\n\nFurnished\n\nHerewith\n\n2.1\n\n[Agreement and Plan of Merger, dated as of October 11, 2021, by and among Vroom, Inc., Vroom Finance Corporation, Unitas Holdings Corp. and Fortis Advisors LLC, solely in its capacity as the equityholders' representative](https://www.sec.gov/Archives/edgar/data/1580864/000095017021002077/vrm-ex2_1.htm)\n\n8-K\n\n001-39315\n\n2.1\n\nOctober 12, 2021\n\n2.2\n\n \n\n[Prepackaged Plan of Reorganization for Vroom, Inc. Under Chapter 11 of the Bankruptcy Code](https://www.sec.gov/Archives/edgar/data/1580864/000095017025005647/vrm-ex2_1.htm)\n\n \n\n8-K\n\n \n\n001-39315\n\n \n\n2.1\n\n \n\nJanuary 15, 2025\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n3.1\n\n[Restated Certificate of Incorporation of Vroom, Inc.](https://www.sec.gov/Archives/edgar/data/1580864/000095017025037265/vrm-ex3_2.htm)\n\n10-K\n\n001-39315\n\n3.2\n\n \n\nMarch 11, 2025\n\n \n\n \n\n72\n\n[Table of Contents](#toc_page)\n\n \n\n \n\n3.2\n\n \n\n[Certificate of Change of Registered Agent and/or Registered Office.](https://www.sec.gov/Archives/edgar/data/1580864/000095017025037265/vrm-ex3_1.htm)\n\n \n\n10-K\n\n \n\n \n\n001-39315\n\n \n\n3.1\n\n \n\n \n\nMarch 11, 2025\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n3.3\n\n[Amended and Restated Bylaws of Vroom, Inc.](https://www.sec.gov/Archives/edgar/data/1580864/000156459020039778/vrm-ex32_234.htm)\n\n8-K\n\n001-39315\n\n3.2\n\nJanuary 15, 2025\n\n \n\n \n\n4.1\n\n[Eighth Amended and Restated Investors’ Rights Agreement, dated as of November 21, 2019, by and among Vroom, Inc. and certain holders of its capital stock](https://www.sec.gov/Archives/edgar/data/1580864/000119312520145219/d801274dex42.htm)\n\nS-1/A\n\n333-238482\n\n4.2\n\nMay 18, 2020\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.1#\n\n \n\n[Preferred Unit Purchase Agreement, dated as of January 16, 2026 by and among the Company, Vroom Automotive LLC and SPE Holdings 2026-1](https://www.sec.gov/Archives/edgar/data/1580864/000119312526017221/vrm-ex10_1.htm)\n\n \n\n8-K\n\n \n\n \n\n001-39315\n\n \n\n \n\n10.1\n\n \n\nJanuary 21, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.2#\n\n \n\n[Second Amended and Restated Limited Liability Company Agreement of Vroom Automotive LLC, dated as of January 16, 2026](https://www.sec.gov/Archives/edgar/data/1580864/000119312526017221/vrm-ex10_2.htm)\n\n \n\n8-K\n\n \n\n001-39315\n\n \n\n10.2\n\n \n\nJanuary 21, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.3#\n\n \n\n[Custodian Agreement by and between United Auto Credit Corporation, as custodian, and an indenture trustee, dated as of January 31, 2026](https://www.sec.gov/Archives/edgar/data/1580864/000119312526126253/vrm-ex10_53.htm)\n\n \n\n10-K\n\n \n\n001-39315\n\n \n\n10.53\n\n \n\nMarch 26, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.4#\n\n \n\n[Indenture, dated as of January 31, 2026, by and between United Auto Credit Securitization Trust 2026-1 and the Indenture Trustee](https://www.sec.gov/Archives/edgar/data/1580864/000119312526126253/vrm-ex10_54.htm)\n\n \n\n10-K\n\n \n\n001-39315\n\n \n\n10.54\n\n \n\nMarch 26, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.5#\n\n \n\n[Purchase Agreement by and between United Auto Credit Financing LLC, as purchaser and United Auto Credit Corporation as seller, dated as of January 31, 2026](https://www.sec.gov/Archives/edgar/data/1580864/000119312526126253/vrm-ex10_55.htm)\n\n \n\n10-K\n\n \n\n001-39315\n\n \n\n10.55\n\n \n\nMarch 26, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.6#\n\n \n\n[Amended and Restated Trust Agreement by and among United Auto Financing LLC, as depositor, a certificate registrar and certificate paying agent, and an owner trustee, dated as of January 31, 2026](https://www.sec.gov/Archives/edgar/data/1580864/000119312526126253/vrm-ex10_56.htm)\n\n \n\n10-K\n\n \n\n001-39315\n\n \n\n10.56\n\n \n\nMarch 26, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.7#\n\n \n\n[Sale and Servicing Agreement by and between United Auto Credit Corporation, as custodian and an indenture trustee, dated as of January 31, 2026](https://www.sec.gov/Archives/edgar/data/1580864/000119312526126253/vrm-ex10_57.htm)\n\n \n\n10-K\n\n \n\n001-39315\n\n \n\n10.57\n\n \n\nMarch 26, 2026\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n10.8\n\n \n\n[Exchange and Subscription Agreement by and between](vrm-ex10_8.htm)[Vroom, Inc. and the Investors, dated as of May 14, 2026](vrm-ex10_8.htm)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nX\n\n \n\n \n\n73\n\n[Table of Contents](#toc_page)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n31.1\n\n[Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](vrm-ex31_1.htm)\n\nX\n\n31.2\n\n[Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](vrm-ex31_2.htm)\n\nX\n\n32.1\n\n[Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](vrm-ex32_1.htm)\n\n \n\nX\n\n32.2\n\n[Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](vrm-ex32_2.htm)\n\nX\n\n101.INS\n\nInline XBRL Instance Document\n\nX\n\n \n\n \n\n101.SCH\n\nInline XBRL Taxonomy Extension Schema Document\n\nX\n\n \n\n \n\n101.CAL\n\nInline XBRL Taxonomy Extension Calculation Linkbase Document\n\nX\n\n \n\n \n\n101.DEF\n\nInline XBRL Taxonomy Extension Definition Linkbase Document\n\nX\n\n \n\n \n\n101.LAB\n\nInline XBRL Taxonomy Extension Label Linkbase Document\n\n X\n\n \n\n \n\n101.PRE\n\nInline XBRL Taxonomy Extension Presentation Linkbase Document\n\nX\n\n \n\n \n\n104\n\nCover Page Interactive Data File (embedded within the Inline XBRL document)\n\nX\n\n \n\n \n\n# Certain portions of this exhibit (indicated by \"[***]\") have been omitted pursuant to Regulation S-K, Item (601)(b)(10).\n\n \n\n \n\n74\n\n[Table of Contents](#toc_page)\n\n \n\n \n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\n \n\nVroom, Inc.\n\n \n\n \n\n \n\n \n\nDate: May 14, 2026\n\n \n\nBy:\n\n/s/ Thomas H. Shortt\n\n \n\n \n\n \n\nThomas H. Shortt\n\n \n\n \n\n \n\nChief Executive Officer\n\n \n\n \n\n \n\n(principal executive officer)\n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\n \n\nDate: May 14, 2026\n\n \n\nBy:\n\n/s/ Jonathan R. Sandison\n\n \n\n \n\n \n\nJonathan R. Sandison\n\n \n\n \n\n \n\nChief Financial Officer\n\n \n\n \n\n \n\n(principal financial officer)\n\n \n\n \n\n \n\n75"}