# Financial Crimes Enforcement Network; Amendment to the Bank Secrecy Act Regulations-Requirement that Brokers or Dealers in Securities Report Suspicious Transactions
> **FinCEN** · Final rule. · Published 2002-07-01 · Effective 2002-07-31 · 67 FR 44048
## Document
- **Document number:** 02-16416
- **Category:** aml-bsa-fincen
- **Sub-agency:** FinCEN
- **Federal Register citation:** 67 FR 44048
- **CFR reference:** 31 CFR 103
- **Publication date:** 2002-07-01
- **Effective date:** 2002-07-31
## Abstract

This document contains amendments to the regulations implementing the statute generally referred to as the Bank Secrecy Act ("BSA"). The amendments require brokers or dealers in securities ("broker-dealers") to report suspicious transactions to the Department of the Treasury. The amendments constitute a further step in the creation of a comprehensive system for the reporting of suspicious transactions by the major categories of financial institutions operating in the United States, as a part of the counter-money laundering program of the Department of the Treasury.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2002/07/01/02-16416/financial-crimes-enforcement-network-amendment-to-the-bank-secrecy-act-regulations-requirement-that)
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