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Financial Crimes Enforcement Network; Rescission of Exemption From Bank Secrecy Act Regulations for Sale of Variable Annuities

aml-bsa-fincen · FinCEN · Rule · Published 2002-07-24 · Effective 2002-08-23 · 67 FR 48388

Document

Document number
02-18612
Federal Register citation
67 FR 48388
CFR reference
31 CFR 103
Type
Rule
Action
Notice of rescission of exemption.
Category
aml-bsa-fincen
Sub-agency
FinCEN
Publication date
2002-07-24
Effective date
2002-08-23

Abstract

FinCEN is announcing today that it is rescinding an exemption from the provisions of the Bank Secrecy Act regulations granted in 1972 to persons required to register as brokers or dealers in securities ("broker-dealers") solely to permit the sale of variable annuities contracts issued by life insurance companies. This action is being taken in order to ensure consistency with USA PATRIOT ACT provisions mandating extension of Bank Secrecy Act requirements to a broad range of financial institutions.

Source

Authoritative
Federal Register document
Machine
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