Government Securities Act Regulations: Large Position Reporting Rules
other · Treasury · Rule · Published 2014-12-10 · Effective 2015-03-10 · 79 FR 73408
Document
Document number
2014-28734
Federal Register citation
79 FR 73408
CFR reference
17 CFR 420
Type
Rule
Action
Final rule.
Category
other
Sub-agency
Treasury
Publication date
2014-12-10
Effective date
2015-03-10
Treasury docket
Docket No. Treas-DO-2014-0002
Abstract
The Department of the Treasury (Treasury) is amending its rules for reporting large positions in certain Treasury securities. The large position reporting rules are issued under the Government Securities Act (GSA) for the purposes of monitoring the impact in the Treasury securities market of concentrations of positions in Treasury securities and otherwise assisting the Securities and Exchange Commission (SEC) in enforcing the GSA. In addition, the large position reports provide Treasury with information to better understand supply and demand dynamics in certain Treasury securities. These amendments are designed to improve the information available to Treasury and simplify the reporting process for many entities subject to the large position reporting rules.