other · Treasury · Rule · Published 1995-04-13 · Effective 1995-06-12 · 60 FR 18733
Document
Document number
95-9057
Federal Register citation
60 FR 18733
CFR reference
17 CFR 400
Type
Rule
Action
Adoption of form amendments.
Category
other
Sub-agency
Treasury
Publication date
1995-04-13
Effective date
1995-06-12
Abstract
The Department of the Treasury (``Department'' or ``Treasury'') is adopting amendments to Form G-405 (Report on Finances and Operations of Government Securities Brokers and Dealers, or the ``FOGS Report''), which is the form that registered government securities brokers and dealers are required to file pursuant to Secs. 405.2 and 449.5 of the regulations issued under the Government Securities Act of 1986 (the ``Government Securities Act'' or ``GSA''). The amendments revise Schedule I of the FOGS Report filed with the Securities and Exchange Commission (``SEC'') to require registered government securities brokers and dealers to disclose their affiliations, if any, with U.S. banks. The Department is adopting the amendments unchanged from their proposed form.