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Recordkeeping and Confirmation Requirements for Securities Transactions

banking-occ · OCC · Rule · Published 1996-12-02 · Effective 1996-12-31 · 61 FR 63958

Document

Document number
96-30636
Federal Register citation
61 FR 63958
CFR reference
12 CFR 12
Type
Rule
Action
Final rule.
Category
banking-occ
Sub-agency
OCC
Publication date
1996-12-02
Effective date
1996-12-31
Treasury docket
Docket No. 96-25

Abstract

The Office of the Comptroller of the Currency (OCC) is amending its rule that prescribes recordkeeping and confirmation requirements for securities transactions. The final rule is another part of the OCC's Regulation Review Program to update and streamline OCC regulations and eliminate unnecessary regulatory costs and other burdens. The final rule reorganizes the OCC's regulation by placing related subjects together, clarifies areas where the rule was confusing, incorporates significant OCC interpretive positions, and updates various provisions to address market developments and regulatory changes by other regulators that affect requirements for recordkeeping and confirmation of securities transactions by national banks.

Source

Authoritative
Federal Register document
Machine
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