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Fiduciary Activities of National Banks

banking-occ · OCC · Rule · Published 1998-02-09 · Effective 1998-03-11 · 63 FR 6472

Document

Document number
98-3191
Federal Register citation
63 FR 6472
CFR reference
12 CFR 9
Type
Rule
Action
Final rule.
Category
banking-occ
Sub-agency
OCC
Publication date
1998-02-09
Effective date
1998-03-11
Treasury docket
Docket No. 98-02

Abstract

The Office of the Comptroller of the Currency (OCC) is amending its rules governing national banks' fiduciary activities by issuing an interpretive ruling to clarify the types of investment advisory activities that come within the scope of these rules. This action will assist banks in determining the extent to which their investment advisory activities are subject to the OCC's fiduciary rules.

Source

Authoritative
Federal Register document
Machine
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