Government Securities Act Regulations: Applicability to Over-the-Counter Derivatives Dealers
other · Treasury · Rule · Published 2006-09-15 · Effective 2006-09-15 · 71 FR 54409
Document
Document number
E6-15231
Federal Register citation
71 FR 54409
CFR reference
17 CFR 400
Type
Rule
Action
Final rule.
Category
other
Sub-agency
Treasury
Publication date
2006-09-15
Effective date
2006-09-15
Treasury docket
Docket No. BPD GSRS 06-01
Abstract
The Department of the Treasury ("Treasury" or "We") is issuing this final rule to amend the regulations issued under the Government Securities Act of 1986 ("GSA"), as amended. This technical amendment makes no substantive changes, but adds language to state explicitly that we deem over-the-counter ("OTC") derivatives dealers that are also government securities dealers to be in compliance with the GSA regulations if they comply with the applicable Securities and Exchange Commission ("SEC") OTC derivatives dealer rules and other SEC rules applicable to them.