# Personal Transactions in Securities
> **Treasury** · Final rule. · Published 2007-11-07 · Effective 2007-11-07 · 72 FR 62768
## Document
- **Document number:** E7-21751
- **Category:** other
- **Sub-agency:** Treasury
- **Federal Register citation:** 72 FR 62768
- **CFR reference:** 12 CFR 551
- **Publication date:** 2007-11-07
- **Effective date:** 2007-11-07
- **Treasury docket:** Docket ID OTS-2007-0010
## Abstract

In June 2007, the Office of Thrift Supervision (OTS) adopted an interim final rule (Interim Rule) that requires certain officers and employees of savings associations to file reports of their personal securities transactions with the savings association no later than thirty calendar days after the end of each calendar quarter. Before OTS adopted the Interim Rule, persons subject to the rule were required to file such reports within ten business days after the end of each calendar quarter. The thirty-calendar-day period is consistent with the filing requirement for persons in similar positions at investment companies who file such reports under regulations of the Securities and Exchange Commission (SEC). Today, OTS is adopting a final rule that is identical to the Interim Rule.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2007/11/07/E7-21751/personal-transactions-in-securities)
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