← OCC enforcement actions
OCC FA action 2015-147
Institution · Bank of China · 2015-12-16
Action
- Document number
2015-147- Docket number
AA-EC-2015-85- Type
- FA — Formal Agreement
- Respondent type
- Institution
- Action date
- 2015-12-16
- Termination date
- 2018-04-24
Respondent
- Bank
- Bank of China
- Charter number
80028- Location
- New York, NEW YORK
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Risk Assessment|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown