← OCC enforcement actions
OCC C&D action 2016-057
Institution · The Northumberland National Bank · 2016-05-05
Action
- Document number
2016-057- Docket number
AA-NE-2016-32- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2016-05-05
- Termination date
- 2018-08-21
Respondent
- Bank
- The Northumberland National Bank
- Charter number
7005- Location
- Northumberland, PENNSYLVANIA
Subjects
Board / Management Oversight|BSA Independent Testing/Audit|BSA Internal Controls|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue|Securities Activities|Trading & Securities|Trading Issues|Trust Activities
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown