← OCC enforcement actions
OCC Prohibition action 2017-038
Individual · Charles Schwab Bank · 2017-04-24
Action
- Document number
2017-038- Docket number
AA-EC-2017-18- Type
- Prohibition — Prohibition/Removal Orders
- Respondent type
- Individual
- Action date
- 2017-04-24
Respondent
- Bank
- Charles Schwab Bank
- Individual
- Nicholas Vargas
- Charter number
718077- Location
- Reno, NEVADA
Subjects
Breach of Fiduciary Duty|Fraud/Forgery|Insider Issues|Theft / Misappropriation of Funds|Violation Cited (Criminal Statute)
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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