← OCC enforcement actions
OCC CMP action 2018-012
Individual · Merchants Bank of California, National Association · 2018-02-06 · $20K penalty
Action
- Document number
2018-012- Docket number
AA-EC-2017-78- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Individual
- Action date
- 2018-02-06
- Civil money penalty
- $20K
Respondent
- Bank
- Merchants Bank of California, National Association
- Individual
- Theodore Roberts
- Charter number
21371- Location
- Carson, CALIFORNIA
Subjects
BSA Program Violation / 12 CFR 21.21|BSA Violation Cited|BSA/AML|Noncompliance with Enforcement Action
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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