← OCC enforcement actions
OCC CMP action 2018-038
Institution · Bank of China · 2018-04-24 · $12.50M penalty
Action
- Document number
2018-038- Docket number
AA-EC-2018-19- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Institution
- Action date
- 2018-04-24
- Civil money penalty
- $12.50M
Respondent
- Bank
- Bank of China
- Charter number
80028- Location
- New York, NEW YORK
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown