← OCC enforcement actions
OCC CMP action 2020-060
Institution · First Abu Dhabi Bank USA N.V. · 2020-10-09 · $5.00M penalty
Action
- Document number
2020-060- Docket number
AA-ENF-2020-60- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Institution
- Action date
- 2020-10-09
- Civil money penalty
- $5.00M
Respondent
- Bank
- First Abu Dhabi Bank USA N.V.
- Charter number
80016- Location
- Washington, DISTRICT OF COLUMBIA
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown