← OCC enforcement actions
OCC C&D action 2023-002
Institution · Lake Shore Savings Bank · 2023-02-09
Action
- Document number
2023-002- Docket number
AA-NE-2023-03- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2023-02-09
- Termination date
- 2024-12-03
Respondent
- Bank
- Lake Shore Savings Bank
- Charter number
705506- Location
- Dunkirk, NEW YORK
Subjects
Audit|Board / Management Oversight|BSA Internal Controls|BSA Officer|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Enterprise Governance / Internal Controls / General Risk Management|General IT Controls|GLBA (12 CFR 30, Appx B)|Information Technology|Internal Audit |Noncompliance with Enforcement Action|SAR/CTR Monitoring/Filing Issue|Strategic Planning
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown