← OCC enforcement actions
OCC C&D action 2023-035
Institution · The Upstate National Bank · 2023-11-16
Action
- Document number
2023-035- Docket number
AA-NE-2023-59- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2023-11-16
- Termination date
- 2025-12-18
Respondent
- Bank
- The Upstate National Bank
- Charter number
12018- Location
- Ogdensburg, NEW YORK
Subjects
Board / Management Oversight|Capital|Inaccurate / Incomplete / False Books and Records|Liquidity|Sensitivity to Market Risk|Strategic Planning|Third Party Risk Management
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown