← OCC enforcement actions
OCC Notice action N20-004
Individual · Wells Fargo Bank, National Association · 2020-03-06
Action
- Document number
N20-004- Docket number
AA-EC-2020-11- Type
- Notice — Notice of Charges
- Respondent type
- Individual
- Action date
- 2020-03-06
- Termination date
- 2020-11-03
Respondent
- Bank
- Wells Fargo Bank, National Association
- Individual
- Sara Roman
- Charter number
1- Location
- Sioux Falls, SOUTH DAKOTA
Subjects
Fraud/Forgery|Insider Issues|Theft / Misappropriation of Funds|Violation Cited (Criminal Statute)
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown