← OCC enforcement actions
OCC Notice action N23-002
Individual · Citibank, N.A. · 2023-10-13
Action
- Document number
N23-002- Docket number
AA-ENF-2023-41- Type
- Notice — Notice of Charges
- Respondent type
- Individual
- Action date
- 2023-10-13
- Termination date
- 2023-11-08
Respondent
- Bank
- Citibank, N.A.
- Individual
- Helen Caldwell
- Charter number
1461- Location
- Sioux Falls, SOUTH DAKOTA
Subjects
Breach of Fiduciary Duty|Elder Abuse|Inaccurate / Incomplete / False Books and Records|Insider Issues|Securities Activities|Trading & Securities
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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