THE PUTNAM ADVISORY COMPANY, LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 106631
- Firm name
- THE PUTNAM ADVISORY COMPANY, LLC
- Other names / DBAs
- 37 CAPITAL; THE PUTNAM ADVISORY COMPANY, LLC; THE PUTNAM ADVISORY CO INC.; SELIGO CAPITAL; PUTNAM MANAGEMENT; PUTNAM INVESTMENTS; PUTNAM INVESTMENT MANAGEMENT; PUTNAM INTERNATIONAL; PUTNAM INSTITUTIONAL MANAGEMENT; PUTNAM INSTITUTIONAL BUSINESS; PUTNAM GLOBAL INSTITUTIONAL MANAGEMENT; PUTNAM CAPITAL PARTNERS; BLUESCALE CAPITAL
- IA scope
- ACTIVE
- SEC IA file
- 801-5097
- Branches
- 1
- Disclosure events
- YES
- HQ
- BOSTON, MA, 02110, United States
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