MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 110644
- Firm name
- MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC
- Other names / DBAs
- MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC; RICHARD PAUL MARTIN; NETWORK 401(K); MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES, LLC
- IA scope
- ACTIVE
- SEC IA file
- 801-57034
- Branches
- 3
- Disclosure events
- YES
- HQ
- MANDEVILLE, LA, 70471, United States
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