PEOPLE'S SECURITIES, INC. ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 13704
- Firm name
- PEOPLE'S SECURITIES, INC.
- Other names / DBAs
- GERSTEIN FISHER; PEOPLE'S SECURITIES, INC.; PEOPLE'S FINANCIAL ADVISORS; OLSON MOBECK INVESTMENT ADVISORS; OLSON MOBECK; GERSTEIN FISHER ASSET MANAGEMENT
- IA scope
- INACTIVE
- SEC IA file
- 801-63122
- SEC BD file
- 8-29667
- Branches
- 0
- Disclosure events
- YES
- HQ
- BRIDGEPORT, CT, 06604, United States
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