YORK CAPITAL MANAGEMENT ⚠ Disclosure events ACTIVE IA

FINRA firm 140336 · NEW YORK, NY · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
140336
Firm name
YORK CAPITAL MANAGEMENT
Other names / DBAs
DINAN MANAGEMENT, L.L.C. - RELYING ADVISOR; YORK UCITS HOLDINGS, LLC - RELYING ADVISOR; YORK TOTAL RETURN DOMESTIC HOLDINGS, LLC- RELYING ADVISOR; YORK TOTAL RETURN DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK STRATEGIC CO-INVEST III, L.P.- RELYING ADVISER; YORK SPECIAL OPPORTUNITIES FUND II GP, LLC - RELYING ADVISOR; YORK SPECIAL OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK SELECT OFFSHORE HOLDINGS, LLC - RELYING ADVISOR; YORK SELECT INVERSTORS DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK SELECT DOMESTIC HOLDINGS, LLC- RELYING ADVISOR; YORK OFFSHORE HOLDINGS, LLC - RELYING ADVISOR; YORK OFFSHORE HOLDINGS, LIMITED- RELYING ADVISOR; YORK OFFSHORE HOLDINGS II, LLC - RELYING ADVISOR; YORK MANAGED HOLDINGS, LLC - RELYING ADVISOR; YORK MANAGED HOLDINGS II, LLC - RELYING ADVISOR; YORK GLOBAL VALUE OFFSHORE HOLDINGS, LLC - RELYING ADVISOR; YORK GLOBAL FINANCE MANAGER, LLC - RELYING ADVISOR; YORK GLOBAL CREDIT INCOME DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK EUROPEAN OPPORTUNITIES OFFSHORE HOLDINGS, LLC- RELYING ADVISOR; YORK EUROPEAN OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK EUROPEAN FOCUS OFFSHORE HOLDINGS, LLC- RELYING ADVISOR; YORK EUROPEAN FOCUS DOMESTIC HOLDINGS, LLC- RELYING ADVISOR; YORK EUROPEAN DISTRESSED CREDIT HOLDINGS, LLC - RELYING ADVISOR; YORK EUROPEAN DISTRESSED CREDIT HOLDINGS II, LLC - RELYING ADVISOR; YORK EUROPEAN CAPITAL DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK ENHANCED STRATEGIES MANAGEMENT, LLC - RELYING ADVISOR; YORK DOMESTIC FINANCE I, LLC - RELYING ADVISOR; YORK DISTRESSED MORTGAGE HOLDINGS, LLC- RELYING ADVISOR; YORK CREDIT OPPORTUNITIES OFFSHORE HOLDINGS, LLC - RELYING ADVISOR; YORK CREDIT OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR; YORK CLO MANAGED HOLDINGS, LLC; YORK CLO INVESTOR GP, LLC - RELYING INVESTOR; YORK CAPITAL MANAGEMENT- RELYING ADVISOR; YORK CAPITAL MANAGEMENT UK ADVISORS LIMITED; YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC; YORK CAPITAL MANAGEMENT EUROPE (UK) ADVISORS, LLP- RELYING ADVISOR; YORK CAPITAL MANAGEMENT ASIA (HK) LIMITED- RELYING ADVISOR; YORK CAPITAL MANAGEMENT; YORK CAPITAL ASSESSORIA LTDA - RELYING ADVISOR; YORK ASIAN OPPORTUNITIES OFFSHORE HOLDINGS, LLC - RELYING ADVISOR; YORK ASIAN OPPORTUNITIES DOMESTIC HOLDINGS, LLC- RELYING ADVISOR; YCMIL LTD. - RELYING ADVISOR; YCM DOMESTIC HOLDINGS I, LLC - RELYING ADVISOR; SCHWARTZ MANAGEMENT, LLC - RELYING ADVISOR
IA scope
ACTIVE
SEC IA file
801-70315
Branches
1
Disclosure events
YES
HQ
NEW YORK, NY, 10019, United States

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