THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 140551
- Firm name
- THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
- Other names / DBAs
- 401K CAPITAL ADVISORY; THE CAPITAL ADVISORY GROUP, LLC; THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC; MACHTIG ADVISORY SERVICES, LLC; MACHTIG ADVISORY SERVICES; MACHTIG & ASSOCIATES, LLC.; IPSWICH BAY ADVISORS
- IA scope
- ACTIVE
- SEC IA file
- 801-69464
- Branches
- 4
- Disclosure events
- YES
- HQ
- PHOENIX, AZ, 85051, United States
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