SCIENS INVESTMENT MANAGEMENT, LLC ⚠ Disclosure events INACTIVE IA

FINRA firm 153584 · NEW YORK, NY · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
153584
Firm name
SCIENS INVESTMENT MANAGEMENT, LLC
Other names / DBAs
AIS MANAGEMENT LLC ("AIS 1") (RELYING ADVISER); SSDH MANAGEMENT LTD (RELYING ADVISER); SMH MANAGEMENT LTD. (RELYING ADVISER); SCP EXCHANGE MANAGEMENT LTD. (RELYING ADVISOR); SCP EXCHANGE MANAGEMENT LTD. ("SCP") (RELYING ADVISER); SCIENS WATER OPPORTUNITIES MANAGEMENT LLC (RELYING ADVISOR); SCIENS SHIPPING SERVICES GP LLC (RELYING ADVISER); SCIENS OFFSHORE MANAGEMENT LTD. (RELYING ADVISER); SCIENS MANAGEMENT LLC (RELYING ADVISER); SCIENS INVESTMENT MANAGEMENT, LLC; SCIENS IDILIA MANAGEMENT LLC (RELYING ADVISER); SCIENS IDILIA MANAGEMENT LLC ("SCIENS IDILIA") (RELYING ADVISER); SCIENS DIVERSIFIED MANAGEMENT LTD. ("SCIENS DIVERSIFIED") (RELYING ADVISER); SCIENS CFO I MANAGEMENT LTD. (RELYING ADVISER); SCIENS CFO I MANAGEMENT LTD. ("SCIENS CFO") (RELYING ADVISER); SCIENS CAPITAL, LLC ("SCIENS CAPITAL") (RELYING ADVISER); SCIENS AVIATION SERVICES IV GP LLC (RELYING ADVISOR); SCIENS AVIATION SERVICES II GP LLC (RELYING ADVISOR); SCIENS AVIATION SERVICES GP LLC (RELYING ADVISOR); SAARF MANAGEMENT LTD. (RELYING ADVISER); NPA MANAGEMENT LLC ("NPA") (RELYING ADVISER); NORTHERN HELLENIC MANAGEMENT LLC (RELYING ADVISER); NORTHERN HELLENIC MANAGEMENT LLC ("NORTHERN HELLENIC MGM'T") (RELYING ADVISER); NET ONE CO-INVESTMENT MANAGEMENT LLC ("NET ONE") (RELYING ADVISER); ITS MANAGEMENT LLC ("ITS") (RELYING ADVISER); HELLENIC ALTERNATIVE MANAGERS LTD. (RELYING ADVISER); HELLENIC ALTERNATIVE MANAGERS LTD. ("HELLENIC MGM'T") (RELYING ADVISER); GSMI MANAGEMENT CO. LTD. (RELYING ADVISER); COLT DEFENSE HOLDING IV GP LLC (RELYING ADVISER); COLT DEFENSE HOLDING III GP LLC (RELYING ADVISER); CD MANAGEMENT LLC (RELYING ADVISER); AT MANAGEMENT LLC (RELYING ADVISER); AT MANAGEMENT LLC ("AT MGM'T") (RELYING ADVISER); AIS MANAGEMENT LLC 4 ("AIS 4") (RELYING ADVISER); AIS MANAGEMENT LLC 3 ("AIS 3") (RELYING ADVISER)
IA scope
INACTIVE
SEC IA file
801-71362
Branches
0
Disclosure events
YES
HQ
NEW YORK, NY, 10065, United States

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