T&T CAPITAL MANAGEMENT ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 158407
- Firm name
- T&T CAPITAL MANAGEMENT
- Other names / DBAs
- OPTIMITRADING.COM; TT CAPITAL MANAGEMENT LLC; TRAVIS, TIMOTHY PHILIP; TIM TRAVIS CAPITAL MANAGEMENT, LLC; T&T INVESTMENT MANAGEMENT, LLC; T&T CAPITAL MANAGEMENT; OPVEST WEALTH MANAGEMENT
- IA scope
- ACTIVE
- SEC IA file
- 801-129780
- Branches
- 5
- Disclosure events
- YES
- HQ
- GILBERT, AZ, United States
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