3(38) INVESTMENT FIDUCIARIES ACTIVE IA

Key facts

FINRA firm ID

298053

Firm name

3(38) INVESTMENT FIDUCIARIES

Other names / DBAs

3(38) INVESTMENT FIDUCIARIES; 3(38) INVESTMENT FIDUCIARIES INC.

IA scope

ACTIVE

SEC IA file

801-114078

Branches

2

Disclosure events

No

HQ

SIMI VALLEY, CA, 93063, United States

Run KYC screen

Check 3(38) INVESTMENT FIDUCIARIES across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗