BMO DIRECT INVEST INC. ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 317064
- Firm name
- BMO DIRECT INVEST INC.
- Other names / DBAs
- BMO DIRECT INVEST INC.; BMO SMART PORTFOLIO
- IA scope
- INACTIVE
- SEC IA file
- 801-123005
- Branches
- 0
- Disclosure events
- YES
- HQ
- CHICAGO, IL, 60606, United States
Run KYC screen
Check BMO DIRECT INVEST INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗