NEOS INVESTMENTS ACTIVE IA

FINRA firm 321256 · WESTPORT, CT · view on BrokerCheck ↗

Key facts

FINRA firm ID
321256
Firm name
NEOS INVESTMENTS
Other names / DBAs
NEOS FUNDS; NEOS INVESTMENTS LLC; NEOS INVESTMENTS; NEOS INVESTMENT MANAGEMENT, LLC
IA scope
ACTIVE
SEC IA file
801-126101
Branches
1
Disclosure events
No
HQ
WESTPORT, CT, 06880, United States

Run KYC screen

Check NEOS INVESTMENTS across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗