NOMURA SECURITIES NORTH AMERICA, LLC

FINRA firm 42885 · view on BrokerCheck ↗

Key facts

FINRA firm ID
42885
Firm name
NOMURA SECURITIES NORTH AMERICA, LLC
Other names / DBAs
HARBORVIEW, LLC; SARPA, SCOTT & ASSOCIATES, INC.; PLAN SPONSOR SECURITIES, LLC; PLAN SPONSOR SECURITIES, INC.; NOMURA SECURITIES NORTH AMERICA, LLC
IA scope
SEC BD file
8-50057
Branches
0
Disclosure events
No

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