Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting Other enforcement

CFTC release 5868-10 · 2010-08-07 · view on cftc.gov ↗

Key facts

Release number
5868-10
Release date
2010-08-07
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5868-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.