Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet Other enforcement

CFTC release 5928-10 · 2010-10-30 · view on cftc.gov ↗

Key facts

Release number
5928-10
Release date
2010-10-30
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5928-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.