Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order Other enforcement

CFTC release 6373-12 · 2012-09-29 · view on cftc.gov ↗

Key facts

Release number: 6373-12
Release date: 2012-09-29
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6373-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.