CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures Settlement

CFTC release 6379-12 · 2012-10-11 · view on cftc.gov ↗

Key facts

Release number
6379-12
Release date
2012-10-11
Type
Settlement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6379-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.