CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 & Part 46 Reporting Counterparties Regarding Legal Entity Identifiers & Other Identifying Information Other enforcement

CFTC release 6456-12 · 2012-12-11 · view on cftc.gov ↗

Key facts

Release number: 6456-12
Release date: 2012-12-11
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6456-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.