CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from Certain Requirements of Part 45 and Part 46 of the Commission’s Regulations, for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada Other enforcement

CFTC release 6803-13 · 2013-12-21 · view on cftc.gov ↗

Key facts

Release number: 6803-13
Release date: 2013-12-21
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6803-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.