CFTC Issues Order Delegating to the National Futures Association Certain Functions Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants Other enforcement

CFTC release 7309-16 · 2016-01-15 · view on cftc.gov ↗

Key facts

Release number: 7309-16
Release date: 2016-01-15
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7309-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.