CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai Clearing House Other enforcement

CFTC release 7378-16 · 2016-06-01 · view on cftc.gov ↗

Key facts

Release number
7378-16
Release date
2016-06-01
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7378-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.