CFTC Charges Introducing Broker eFloorTrade, LLC and its Principal John Moore with Recordkeeping and Supervision Failures and Charges Moore for his False and Misleading Statements to the CFTC Other enforcement

CFTC release 7458-16 · 2016-09-29 · view on cftc.gov ↗

Key facts

Release number: 7458-16
Release date: 2016-09-29
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7458-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.