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Disclosure of Equity Compensation Plan Information

SEC · final-rule · Published 2002-01-02 · Effective 2002-02-01 · 67 FR 232

Document

Document number
01-32078
Federal Register citation
67 FR 232
CFR reference
17 CFR 228
Type
Rule
Action
Final rules.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2002-01-02
Effective date
2002-02-01
Docket
Release Nos. 33-8048, 34-45189

Abstract

We are adopting amendments to the Securities Exchange Act of 1934 disclosure requirements applicable to annual reports filed on Forms 10-K and 10-KSB and to proxy and information statements. The amendments will enhance disclosure of the number of outstanding options, warrants and rights granted by registrants to participants in equity compensation plans, as well as the number of securities remaining available for future issuance under these plans. The amendments require registrants to provide this information separately for equity compensation plans that have not been approved by their security holders, and to file with us copies of these plans unless immaterial in amount of significance.

Source

Authoritative
Federal Register document
Machine
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